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Clean Water Act Annual Noncompliance Report (ANCR) - 2008 Data for Non-Major Permittees (html version)

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Introduction

View Flash based interactive Clean Water Act Annual Noncompliance Report.

EPA and States regulate hundreds of thousands of facilities under the Clean Water Act, from small dispersed sites that have runoff during wet weather (such as construction sites or animal feedlots), to pipe discharges at factories or wastewater treatment plants that are required to stay below permitted pollutant levels. The available data for violations increases based on the size of facilities. EPA has extensive data about large municipal and industrial dischargers available on the ECHO (Enforcement and Compliance History Online) Web site.

This Website focuses on annual statistics for the smaller direct discharge permit holders (primarily factories and smaller wastewater treatment plants). Each permittee measures its discharges (typically on a monthly basis), and submits data to the state (or directly to EPA if the state does not have program authorization, such as in MA, NH, AK, NM, ID, PR, DC and trust territories). Many states enter the measurements into EPA's national database, which will automatically calculate violations. Other states do not provide this level of information to EPA, but instead provide EPA with a summary view of what is happening.

EPA compiles this information to:

Pay particular attention to data availability caveats about whether facility information is entered in EPA's databases, otherwise, you may draw false conclusions. For example, a state that does not enter discharge data EPA's database will have few, if any facilities showing up in violation. To get information about violations within that state, you will need to review state websites, or contact the state CWA program or information on obtaining that level of detail.


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Quick Links - Annual Noncompliance Report (ANCR)

Most Current ANCR Report

2010 ANCR (for smaller permittees)(PDF) (36pp, 397KB, About PDF)
Archival ANCR Reports
2009 ANCR (for smaller permittees)(PDF) (43pp, 932KB, About PDF)
2008 ANCR (for smaller permittees)(PDF) (15pp, 141KB, About PDF)
2007 ANCR (for smaller permitees)(PDF) (15pp, 141KB, About PDF)
2006 ANCR (for smaller permitees)(PDF) (6pp, 73KB, About PDF)
2004-05 ANCR (for smaller permitees)(PDF) (8pp, 96KB, About PDF)

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Data Table (2008 Annual Noncompliance Report)

Data in the table can be sorted by selecting columns from the table header, table can be sorted on multiple columns by holding shift key and selecting multiple columns.

Region State NonMajors Facility Universe (individ. permits only) NonMajors Reviewed
(note 1)
Percent NonMajors Reviewed
(note 1)
Non-complying NonMajors In Category I (SNC)
(note 2)
Percent Serious Noncompliance of Reviewed
(note 2)
Additional Non-complying NonMajors in Category II only Total NonMajors in RNC or SNC, of Those Reviewed Percent Noncompliance of Reviewed Formal Enforcement Actions for Noncompliant NonMajors Percent Actions per Violators Percent Actions per Serious Violators Data Source Manual or Automated (see note H below)
10 AK 50 16 32% 14 88% 1 15 94% 0 0% 0% 2
4 AL 1432 717 50% NR NR NR 516 72% 34 7% NR 4
6 AR 672 650 97% 499 77% 47 546 84% 7 1% 1% 2
9 AZ 82 82 100% NR NR NR 52 63% 10 19% NR 4
9 CA 353 353 100% NR NR NR 138 39% 68 49% NR 4
8 CO 243 241 99% 67 28% 25 92 38% 2 2% 3% 3
1 CT 77 71 92% 13 18% 7 20 28% 0 0% 0% 1
3 DC 10 10 100% 6 60% 0 6 60% 0 0% 0% 2
3 DE 33 33 100% 4 12% 0 4 12% 0 0% 0% 3
4 FL 240 191 80% 23 12% 69 92 48% 13 14% 57% 3
4 GA 850 14 2% 0 0% 0 0 0% 15 NA NA 3
9 HI 27 27 100% NR NR NR 8 30% 0 0% NR 4
7 IA 1321 1321 100% 244 18% 242 486 37% 10 2% 4% 3
10 ID 133 121 91% 89 74% 17 106 88% 1 1% 1% 1
5 IL 1395 1395 100% 304 22% 688 992 71% 27 3% 9% 3
5 IN 1438 1398 97% 520 37% 137 657 47% 40 6% 8% 3
7 KS 1047 913 87% 23 3% 176 199 22% 11 6% 48% 3
4 KY 1655 232 14% 209 90% 21 230 99% 1 9% 10% 3
6 LA 1209 661 55% NR NR NR 393 59% 34 9% NR 4
1 MA 155 153 99% 0 0% 39 39 25% 4 10% NA 3
3 MD 945 945 100% NR NR NR 33 3% 7 21% NR 4
1 ME 286 182 64% 118 65% 54 172 95% 0 0% 0% 2
5 MI 449 449 100% 5 1% 222 227 51% 2 1% 40% 3
5 MN 651 651 100% 100 15% 155 255 39% 28 11% 28% 3
7 MO 2923 2923 100% 407 14% 232 639 22% 10 2% 2% 3
4 MS 1427 746 52% 177 24% 346 523 70% 15 3% 8% 3
8 MT 169 153 91% 110 72% 7 117 76% 2 2% 2% 1
4 NC 1085 894 82% 54 6% 135 189 21% 6 3% 11% 3
8 ND 95 45 47% 8 18% 7 15 33% 0 0% 0% 3
7 NE 606 599 99% 314 52% 47 361 60% 10 3% 3% 3
1 NH 45 45 100% 7 16% 0 7 16% 1 14% 14% 3
2 NJ 693 693 100% 12 2% 84 96 14% 12 13% 100% 3
6 NM 99 89 90% 66 74% 5 71 80% 0 0% 0% 1
9 NV 74 74 100% 1 1% 3 4 5% 1 25% 100% 3
2 NY 1197 1013 85% 163 16% 293 456 45% 27 6% 17% 2
5 OH 3031 3025 100% 669 22% 932 1601 53% 31 2% 5% 3
6 OK 357 357 100% 208 58% 30 238 67% 139 58% 67% 2
10 OR 304 67 22% NR NR NR 15 22% 15 100% NR 4
3 PA 3968 1550 39% NR NR NR 550 35% 16 3% NR 4
2 PR 172 165 96% 96 58% 64 160 97% 2 1% 2% 2
1 RI 68 66 97% 21 32% 5 26 39% 6 23% 29% 3
4 SC 351 208 59% 119 57% 74 193 93% 19 10% 16% 3
8 SD 215 213 99% 84 39% 16 100 47% 0 0% 0% 3
4 TN 1246 45 4% 15 33% 23 38 84% 0 0% 0% 3
6 TX 2217 1865 84% 1341 72% 131 1472 79% 190 13% 14% 2
8 UT 86 83 97% 31 37% 4 35 42% 4 11% 13% 3
3 VA 960 960 100% 88 9% 65 153 16% 22 14% 25% 3
2 VI 59 49 83% 48 98% 0 48 98% 0 0% 0% 2
1 VT 137 137 100% 0 0% 74 74 54% 0 0% NA 3
10 WA 359 359 100% 38 11% 155 193 54% 22 11% 58% 3
5 WI 684 684 100% NR NR NR 365 53% 47 13% NR 4
3 WV 807 202 25% 170 84% 27 197 98% 94 48% 55% 2
8 WY 1695 1695 100% 16 1% 132 148 9% 6 4% 38% 3

Notes:
  1. "Reviewed" is defined as facilities whose limits have been reviewed and compared against DMRs at least once during the reporting year, or have received some other type of compliance review by authorized regulatory authority.
  2. States with an NR in this column indicated that they can produce a noncompliance rate, but cannot breakout the more serious Category I violations.
  1. Some states are not authorized to administer the NPDES program, thus EPA is the regulatory authority. EPA is the regulatory authority in all territories, and DC, ID, MA, NM, and NH -- meaning that statistics here represent EPA activity.
  2. For states that are authorized, the numbers in this table do not reflect additional EPA enforcement activity, except where identified separately (e.g., LA Reg).
  3. The state groupings on this page focused largely on significant changes to the noncompliance rate or the number of facilities in noncompliance. Three states (OK, TX and WV) listed in the blue group did have significant changes in the number of formal enforcement actions taken, compared to the data which they provided in EPA's national database.
  4. EPA does not currently require states to report discharge monitoring reports or other enforcement actions to the national database for non-major permittees. However, facility-specific noncompliance and enforcement data is widely available in ECHO for states in the green (automated) and blue (automated with adjustments) shading. These states are reporting the data voluntarily. Data from other states is not well populated in ECHO. Users interested in this additional information should contact the state.
  5. Under the NPDES program, EPA does not define a penalty action that carries no administrative order as a formal enforcement action. Users searching ECHO may find more enforcement cases than indicated in this table because ECHO will show when a state takes a penalty-only action.
  6. This report does not include smaller facilities that are considered "wet weather" sources, such as Concentrated Animal Feeding Operations and Stormwater permits.
  7. Category I violations are more serious violations -- using equivalent methods to EPA's calculation of significant noncompliance for major facilities (as examples, more than 20% over a toxics limit, more than 40% over a conventional limit, failure to submit reports, or failure to adhere to a compliance schedule). Category II violations are all other violations.
  8. Reporting flag:
    1. Data Source: Automated (National Database with No Changes by state/Region)
    2. Data Source: Automated with Adjustments (National System Data with Minor Adjustments by state/Region)
    3. Data Source: Full Manual Reporting - State Chose to Report Manually or National System Data Was Adjusted Significantly by State/Region
    4. Data Source: Partial Manual Reporting - State Chose to Report Manually and Was Unable to Distinguish Category I and Category II violations for This Report

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Data Availability Table (2008)

* - Denotes EPA managed state environmental program.

States Estimated Violation Data Availability for Majors
(DMR Entry Rate)
Estimated Violation Data Availability for Non-Majors
(DMR Entry Rate)
Estimated Enforcement Data Availability for Non-Majors
Alabama 98% 44% 15%
Alaska* 78% 34% N/A
Arizona 96% 5% 0%
Arkansas 98% 94% 57%
California 81% 0% 0%
Colorado 100% 42% 100%
Connecticut 100% 92% N/A
Delaware 91% 74% N/A
District Of Columbia* 80% 75% N/A
Florida 95% 84% 69%
Georgia 68% 19% 100%
Hawaii 90% 8% N/A
Idaho* 94% 81% 100%
Illinois 89% 81% 100%
Indiana 100% 91% 3%
Iowa 72% 37% 100%
Kansas 22% 2% 0%
Kentucky 94% 21% 100%
Louisiana 90% 11% 27%
Maine 93% 55% 100%
Maryland 87% 35% 57%
Massachusetts* 95% 58% 0%
Michigan 86% 61% 100%
Minnesota 92% 3% 0%
Mississippi 95% 23% 100%
Missouri 93% 61% 100%
Montana 100% 80% 100%
Nebraska 92% 47% 30%
Nevada 83% 0% 0%
New Hampshire* 100% 5% 0%
New Jersey 99% 85% 42%
New Mexico* 97% 55% N/A
New York 99% 85% 100%
North Carolina 99% 85% 100%
North Dakota 89% 0% N/A
Ohio 97% 92% 100%
Oklahoma 98% 96% 1%
Oregon 100% 1% 0%
Pennsylvania 99% 1% 13%
Puerto Rico 99% 93% 100%
Rhode Island 100% 67% 100%
South Carolina 94% 84% 100%
South Dakota 93% 64% N/A
Tennessee 95% 23% N/A
Texas 89% 72% 7%
Utah 100% 63% 75%
Vermont 91% 1% N/A
Virgin Islands 100% 50% N/A
Virginia 83% 0% 0%
Washington 8% 4% 5%
West Virginia 96% 23% 0%
Wisconsin 100% 1% 0%
Wyoming 83% 0% 0%

Notes:
-Non-Majors columns apply to data within the ANCR. For more information about data availabilitity please visit the EPA's Facilities and Enforcement Activities related to the Clean Water Act National Pollutant Discharge Elimination System (NPDES) Program page.
-N/A represents states that neither reported or entered (to national databases) any CWA enforcement actions during the 2008 reporting period.


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Related Resources

Find out more about map data, or view maps of data availability (violations | enforcement).

See information about EPA Performance Evaluations of State Programs: reports, and comparative state data.


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