| Metric |
Metric Type |
Agency |
2004 |
2005 |
2006 |
2007 |
2008 |
2009 |
2010 |
Graph |
| 1. Data completeness. degree to which the minimum data requirements are complete. |
| A | Title V Universe: AFS Operating Majors (Current) | Data Quality | State | 671 | 671 | 671 | 671 | 671 | 671 | 671 | n/a |
| Combined | 671 | 671 | 671 | 671 | 671 | 671 | 671 | n/a |
| Title V Universe: AFS Operating Majors with Air Program Code = V (Current) | Data Quality | State | 635 | 635 | 635 | 635 | 635 | 635 | 635 | n/a |
| Combined | 635 | 635 | 635 | 635 | 635 | 635 | 635 | n/a |
| B | Source Count: Synthetic Minors (Current) | Data Quality | State | 599 | 599 | 599 | 599 | 599 | 599 | 599 | n/a |
| Combined | 599 | 599 | 599 | 599 | 599 | 599 | 599 | n/a |
| Source Count: NESHAP Minors (Current) | Data Quality | State | 13 | 13 | 13 | 13 | 13 | 13 | 13 | n/a |
| Combined | 13 | 13 | 13 | 13 | 13 | 13 | 13 | n/a |
| Source Count: Active Minor facilities or otherwise FedRep, not including NESHAP Part 61 (Current) | Informational Only | State | 151 | 182 | 197 | 188 | 184 | 184 | 215 | n/a |
| Combined | 151 | 182 | 197 | 188 | 184 | 184 | 215 | n/a |
| C | CAA Subprogram Designations: NSPS (Current) | Data Quality | State | 222 | 222 | 222 | 222 | 222 | 222 | 222 | n/a |
| Combined | 222 | 222 | 222 | 222 | 222 | 222 | 222 | n/a |
| CAA Subprogram Designations: NESHAP (Current) | Data Quality | State | 66 | 66 | 66 | 66 | 66 | 66 | 66 | n/a |
| Combined | 66 | 66 | 66 | 66 | 66 | 66 | 66 | n/a |
| CAA Subprogram Designations: MACT (Current) | Data Quality | State | 375 | 375 | 375 | 375 | 375 | 375 | 375 | n/a |
| Combined | 375 | 375 | 375 | 375 | 375 | 375 | 375 | n/a |
| CAA Subpart Designations: Percent NSPS facilities with FCEs conducted after 10/1/2005 | Data Quality | State | 75.0% | 75.0% | 75.0% | 75.0% | 75.0% | 75.0% | 75.0% |  |
| CAA Subpart Designations: Percent NESHAP facilities with FCEs conducted after 10/1/2005 | Data Quality | State | 15.9% | 15.9% | 15.9% | 15.9% | 15.9% | 15.9% | 15.9% | |
| CAA Subpart Designations: Percent MACT facilities with FCEs conducted after 10/1/2005 | Data Quality | State | 66.7% | 66.7% | 66.7% | 66.7% | 66.7% | 66.7% | 66.7% | |
| Combined | 66.7% | 66.7% | 66.7% | 66.7% | 66.7% | 66.7% | 66.7% | |
| D | Compliance Monitoring: Sources with FCEs (1 FY) | Data Quality | State | 655 | 653 | 697 | 684 | 638 | 557 | 606 | |
| Compliance Monitoring: Number of FCEs (1 FY) | Data Quality | State | 1,018 | 1,015 | 1,095 | 995 | 897 | 690 | 742 | |
| Compliance Monitoring: Number of PCEs (1 FY) | Informational Only | State | 263 | 242 | 171 | 612 | 544 | 696 | 548 | |
| E | Historical Non-Compliance Counts (1 FY) | Data Quality | State | 0 | 100 | 136 | 219 | 209 | 175 | 160 | |
| Combined | 128 | 118 | 148 | 234 | 239 | 206 | 196 | |
| F | Informal Enforcement Actions: Number Issued (1 FY) | Data Quality | State | 60 | 45 | 89 | 97 | 60 | 23 | 31 | |
| Informal Enforcement Actions: Number of Sources (1 FY) | Data Quality | State | 55 | 38 | 71 | 90 | 52 | 22 | 30 | |
| G | HPV: Number of New Pathways (1 FY) | Data Quality | State | 35 | 38 | 53 | 83 | 103 | 27 | 39 | |
| HPV: Number of New Sources (1 FY) | Data Quality | State | 31 | 31 | 47 | 66 | 76 | 23 | 30 | |
| H | HPV Day Zero Pathway Discovery date: Percent DZs with discovery | Data Quality | State | 92.9% | 100.0% | 92.5% | 92.8% | 85.4% | 92.6% | 92.3% | |
| HPV Day Zero Pathway Violating Pollutants: Percent DZs | Data Quality | State | 100.0% | 100.0% | 100.0% | 100.0% | 100.0% | 100.0% | 100.0% | |
| HPV Day Zero Pathway Violation Type Code(s): Percent DZs with HPV Violation Type Code(s) | Data Quality | State | 100.0% | 100.0% | 100.0% | 98.8% | 93.2% | 100.0% | 100.0% | |
| I | Formal Action: Number Issued (1 FY) | Data Quality | State | 101 | 54 | 93 | 81 | 74 | 45 | 35 | |
| Formal Action: Number of Sources (1 FY) | Data Quality | State | 82 | 48 | 65 | 78 | 74 | 44 | 35 | |
| J | Assessed Penalties: Total Dollar Amount (1 FY) | Data Quality | State | $919,240 | $484,662 | $2,119,168 | $4,708,197 | $1,904,958 | $462,615 | $316,942 | |
| K | Major Sources Missing CMS Policy Applicability (Current) | Review Indicator | State | 22 | 22 | 22 | 22 | 22 | 22 | 22 | n/a |
| 2. Data accuracy. degree to which the minimum data requirements are accurate. |
| A | Number of HPVs/Number of NC Sources (1 FY) | Data Quality | State | 0 / 0 | 86.6% | 63.1% | 67.0% | 74.7% | 66.1% | 52.9% | |
| Combined | 102.5% | 96.3% | 70.2% | 67.0% | 68.3% | 63.3% | 42.5% | |
| B | Stack Test Results at Federally-Reportable Sources - % Without Pass/Fail Results (1 FY) | Goal | State | 0.4% | 0.0% | 0.1% | 0.1% | 0.0% | 0.0% | 0.0% | |
| Stack Test Results at Federally-Reportable Sources - Number of Failures (1 FY) | Data Quality | State | 43 | 48 | 29 | 28 | 35 | 13 | 26 | |
| 3. Timeliness of data entry. degree to which the minimum data requirements are complete. |
| A | Percent HPVs Entered ≤ 60 Days After Designation, Timely Entry (1 FY) | Goal | State | 60.0% | 39.5% | 13.2% | 3.6% | 10.7% | 7.4% | 12.8% | |
| B | Percent Compliance Monitoring related MDR actions reported ≤ 60 Days After Designation, Timely Entry (1 FY) | Goal | State | 0.0% | 0.0% | 12.0% | 12.5% | 28.1% | 23.0% | 50.0% | |
| Percent Enforcement related MDR actions reported ≤ 60 Days After Designation, Timely Entry (1 FY) | Goal | State | 0.0% | 0.0% | 25.2% | 28.5% | 71.6% | 90.9% | 98.5% | |
| 5. Inspection coverage. degree to which state completed the universe of planned inspections/compliance evaluations. |
| A | CMS Major Full Compliance Evaluation (FCE) Coverage (2 FY CMS Cycle) | Goal | State | 93.7% | 95.8% | 95.8% | 96.5% | 96.5% | 93.4% | 93.4% | |
| Combined | 93.8% | 95.8% | 95.8% | 96.5% | 96.5% | 93.4% | 93.4% | |
| CAA Major Full Compliance Evaluation (FCE) Coverage(most recent 2 FY) | Review Indicator | State | 84.5% | 85.4% | 86.1% | 87.4% | 88.7% | 87.5% | 89.3% | |
| Combined | 84.5% | 85.4% | 86.1% | 87.4% | 88.7% | 87.5% | 89.3% | |
| B | CAA Synthetic Minor 80% Sources (SM-80) FCE Coverage (5 FY CMS Cycle) 1 | Review Indicator | State | 95.3% | 98.0% | 99.8% | 66.1% | 84.9% | 92.8% | 97.5% | |
| Combined | 95.3% | 98.0% | 99.8% | 66.1% | 84.9% | 92.8% | 97.5% | |
| CAA Synthetic Minor 80% Sources (SM-80) FCE Coverage (last full 5 FY) | Informational Only | State | 63.8% | 69.8% | 77.4% | 82.0% | 87.4% | 92.1% | 94.0% | |
| Combined | 63.8% | 69.8% | 77.4% | 82.0% | 87.4% | 92.1% | 94.0% | |
| C | CAA Synthetic Minor FCE and reported PCE Coverage (last 5 FY) | Informational Only | State | 75.6% | 78.5% | 82.9% | 86.3% | 90.7% | 92.3% | 94.8% | |
| Combined | 75.8% | 78.9% | 83.1% | 86.4% | 90.8% | 92.5% | 95.0% | |
| D | CAA Minor FCE and Reported PCE Coverage (last 5 FY) | Informational Only | State | 19.9% | 23.3% | 24.3% | 22.5% | 20.9% | 22.1% | 25.6% | |
| E | Number of Sources with Unknown Compliance Status | Review Indicator | State | 44 | 35 | 16 | 20 | 17 | 6 | 10 | |
| Combined | 44 | 35 | 16 | 20 | 17 | 6 | 10 | |
| F | CAA Stationary Source Investigations (last 5 FY) | Informational Only | State | 1 | 1 | 1 | 1 | 1 | 0 | 0 | |
| G | Review of Self-Certifications Completed (1 FY) | Goal | State | 0.0% | 0.0% | 2.3% | 75.4% | 81.0% | 94.2% | 93.2% | |
| 7. Identification of alleged violations. degree to which compliance determinations are accurately made and promptly reported in the national database based upon compliance monitoring report observations and other compliance monitoring information. |
| C | Percent facilities in noncompliance that have had an FCE, stack test, or enforcement (1 FY) | Review Indicator | State | 0.0% | 9.9% | 13.4% | 23.5% | 24.0% | 23.3% | 21.1% | |
| Percent facilities that have had a failed stack test and have noncompliance status (1 FY) | Review Indicator | State | 0.0% | 31.8% | 43.8% | 44.4% | 52.4% | 70.0% | 46.2% | |
| EPA | 0 / 0 | 0 / 0 | 0 / 0 | 0 / 0 | 0 / 0 | 0 / 0 | 0 / 0 | |
| 8. Identification of SNC and HPV. degree to which the state accurately identifies significant noncompliance & high priority violations and enters information into the national system in a timely manner. |
| A | High Priority Violation Discovery Rate - Per Major Source (1 FY) | Review Indicator | State | 3.4% | 3.0% | 4.0% | 7.2% | 8.3% | 2.7% | 2.8% | |
| EPA | 1.6% | 1.3% | 1.2% | 1.0% | 1.8% | 1.2% | 0.9% | |
| B | High Priority Violation Discovery Rate - Per Synthetic Minor Source (1 FY) | Review Indicator | State | 0.8% | 1.2% | 1.7% | 1.3% | 2.5% | 0.5% | 1.5% | |
| EPA | 0.2% | 0.3% | 0.2% | 0.0% | 0.2% | 0.0% | 0.2% | |
| C | Percent Formal Actions With Prior HPV - Majors (1 FY) | Review Indicator | State | 32.5% | 68.2% | 58.1% | 69.6% | 78.6% | 83.9% | 86.4% | |
| D | Percent Informal Enforcement Actions Without Prior HPV - Majors (1 FY) | Review Indicator | State | 57.1% | 33.3% | 33.3% | 22.2% | 7.4% | 31.2% | 26.7% | |
| E | Percentage of Sources with Failed Stack Test Actions that received HPV listing - Majors and Synthetic Minors (2 FY) | Review Indicator | State | 40.5% | 50.0% | 53.1% | 72.4% | 68.6% | 60.7% | 50.0% | |
| 10. Timely and Appropriate Action. Degree to which a state takes timely and appropriate enforcement actions in accordance with policy relating to specific media. |
| A | Percent HPVs not meeting timeliness goals (2 FY) | Review Indicator | State | 90.6% | 90.4% | 82.9% | 79.6% | 77.5% | 73.6% | 68.2% | |
| 12. Final penalty assessment and collection. Degree to which differences between initial and final penalty are documented in the file along with a demonstration in the file that the final penalty was collected. |
| A | No Activity Indicator - Actions with Penalties (1 FY) | Review Indicator | State | 100 | 54 | 93 | 80 | 74 | 45 | 35 | |
| B | Percent Actions at HPVs With Penalty (1 FY) | Review Indicator | State | 92.0% | 73.7% | 96.9% | 85.4% | 95.1% | 90.0% | 92.6% | |
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