| Metric |
Metric Type |
Agency |
2004 |
2005 |
2006 |
2007 |
2008 |
2009 |
2010 |
Graph |
| 1. Data completeness. degree to which the minimum data requirements are complete. |
| A | Active facility universe: NPDES major individual permits (Current) | Data Quality | Combined | 326 | 326 | 326 | 326 | 326 | 326 | 326 | n/a |
| Active facility universe: NPDES major general permits (Current) | Data Quality | Combined | 0 | 0 | 0 | 0 | 0 | 0 | 0 | n/a |
| Active facility universe: NPDES non-major individual permits (Current) | Data Quality | Combined | 1,037 | 1,037 | 1,037 | 1,037 | 1,037 | 1,037 | 1,037 | n/a |
| Active facility universe: NPDES non-major general permits (Current) | Data Quality | Combined | 3,329 | 3,329 | 3,329 | 3,329 | 3,329 | 3,329 | 3,329 | n/a |
| B | Major individual permits: correctly coded limits 1 | Goal | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 0 / 0 | 94.4% | 100.0% | 91.2% |  |
| Major individual permits: DMR entry rate based on MRs expected (Forms/Forms) (1 Qtr) 2 | Goal | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 97.0% | 95.0% | 99.4% | 99.6% | |
| Major individual permits: DMR entry rate based on DMRs expected (Permits/Permits) (1 Qtr) 3 | Goal | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 98.5% | 98.5% | 98.7% | 99.7% | |
| Major individual permits: manual RNC/SNC override rate (1 FY) | Data Quality | Combined | 0.0% | 0.0% | 0.0% | 1.3% | 1.5% | 2.8% | 3.1% | |
| C | Non-major individual permits: correctly coded limits 4 | Informational Only | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 0 / 0 | 87.2% | 100.0% | 90.3% | |
| Non-major individual permits: DMR entry rate based on DMRs expected (Forms/Forms) (1 Qtr) 5 | Informational Only | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 91.6% | 93.6% | 99.5% | 99.7% | |
| Non-major individual permits: DMR entry rate based on DMRs expected (Permits/Permits) (1 Qtr) 6 | Informational Only | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 84.8% | 84.9% | 88.7% | 99.7% | |
| D | Violations at non-majors: noncompliance rate (1 FY) | Informational Only | Combined | 37.5% | 48.3% | 55.2% | 56.7% | 58.5% | 53.4% | 55.8% | |
| Violations at non-majors: noncompliance rate in the annual noncompliance report (ANCR)(1 CY) 7 | Informational Only | Combined | 0 / 0 | 0 / 0 | 0 / 0 | 45.3% | 38.1% | 33.3% | 0 / 0 | |
| Violations at non-majors: DMR non-receipt (3 FY) | Informational Only | Combined | 87 | 96 | 112 | 43 | 56 | 50 | 46 | |
| E | Informal actions: number of major facilities (1 FY) | Data Quality | State | 14 | 0 | 1 | 4 | 6 | 51 | 45 | |
| EPA | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| Informal actions: number of actions at major facilities (1 FY) | Data Quality | State | 21 | 0 | 1 | 8 | 6 | 76 | 58 | |
| EPA | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| Informal actions: number of non-major facilities (1 FY) | Data Quality | State | 0 | 0 | 0 | 0 | 2 | 268 | 223 | |
| EPA | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| Informal actions: number of actions at non-major facilities (1 FY) | Data Quality | State | 0 | 0 | 0 | 0 | 2 | 481 | 380 | |
| EPA | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| F | Formal actions: number of major facilities (1 FY) | Data Quality | State | 38 | 37 | 32 | 15 | 18 | 29 | 19 | |
| EPA | 9 | 9 | 13 | 6 | 7 | 14 | 7 | |
| Formal actions: number of actions at major facilities (1 FY) | Data Quality | State | 47 | 41 | 43 | 15 | 19 | 26 | 19 | |
| EPA | 14 | 17 | 29 | 6 | 7 | 14 | 8 | |
| Formal actions: number of non-major facilities (1 FY) | Data Quality | State | 110 | 159 | 168 | 204 | 169 | 133 | 209 | |
| EPA | 7 | 6 | 2 | 14 | 15 | 20 | 30 | |
| Formal actions: number of actions at non-major facilities (1 FY) | Data Quality | State | 114 | 166 | 179 | 207 | 180 | 138 | 206 | |
| EPA | 9 | 7 | 2 | 15 | 17 | 20 | 30 | |
| G | Penalties: total number of penalties (1 FY) | Data Quality | State | 103 | 159 | 197 | 214 | 188 | 143 | 210 | |
| EPA | 10 | 2 | 8 | 3 | 4 | 7 | 7 | |
| Penalties: total penalties (1 FY) | Data Quality | State | $1,264,966 | $2,107,050 | $8,545,613 | $1,902,944 | $3,747,425 | $31,399,431 | $4,821,890 | |
| EPA | $45,800 | $2,200 | $9,400 | $40,850 | $426,501 | $195,650 | $102,946 | |
| Penalties: total collected pursuant to civil judicial actions (3 FY) | Data Quality | State | $1,000,000 | $0 | $6,400,000 | $6,442,329 | $6,442,329 | $29,034,015 | $29,111,186 | |
| EPA | $0 | $0 | $0 | $0 | $383,501 | $383,501 | $433,001 | |
| Penalties: total collected pursuant to administrative actions (3 FY) | Informational Only | State | $3,646,526 | $4,700,126 | $5,517,629 | $6,113,278 | $7,753,653 | $8,015,785 | $10,857,560 | |
| EPA | $48,800 | $51,000 | $57,400 | $52,450 | $93,250 | $279,500 | $292,096 | |
| No activity indicator - total number of penalties (1 FY) | Data Quality | State | $8,888,460 | $2,107,050 | $8,545,613 | $1,902,944 | $3,747,425 | $31,399,431 | $4,821,890 | |
| EPA | $45,800 | $2,200 | $9,400 | $40,850 | $426,501 | $195,650 | $102,946 | |
| 2. Data accuracy. degree to which the minimum data requirements are accurate. |
| A | Actions linked to violations: major facilities (1 FY) | Data Quality | State | 23.4% | 24.4% | 18.6% | 46.7% | 47.4% | 58.1% | 78.9% | |
| EPA | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | 0.0% | |
| 5. Inspection coverage. degree to which state completed the universe of planned inspections/compliance evaluations. |
| A | Inspection coverage: NPDES majors (1 FY) | Goal | State | 63.2% | 57.4% | 68.7% | 57.1% | 56.1% | 73.3% | 68.4% | |
| EPA | 16.0% | 23.6% | 20.2% | 14.4% | 10.1% | 11.0% | 9.2% | |
| Combined | 67.8% | 66.9% | 73.0% | 62.3% | 61.3% | 75.5% | 71.2% | |
| B | Inspection coverage: NPDES non-major individual permits (1 FY) | Goal | State | 45.2% | 42.2% | 42.6% | 37.8% | 35.3% | 47.4% | 13.8% | |
| EPA | 0.9% | 0.9% | 2.7% | 1.5% | 1.3% | 0.5% | 0.4% | |
| Combined | 45.6% | 42.5% | 43.8% | 38.7% | 36.2% | 47.8% | 14.2% | |
| Inspection coverage: NPDES non-major general permits (1 FY) | Goal | State | 0.0% | 0.0% | 0.0% | 0.0% | 9.1% | 0.0% | 0.0% | |
| EPA | 0.0% | 0.0% | 0.0% | 0.0% | 9.1% | 9.1% | 0.0% | |
| Combined | 0.0% | 0.0% | 0.0% | 0.0% | 9.1% | 9.1% | 0.0% | |
| C | Inspection coverage: NPDES other (not 5a or 5b) (1 FY) | Informational Only | State | 0.1% | 0.1% | 0.1% | 0.4% | 1.0% | 2.6% | 0.5% | |
| EPA | 0.0% | 0.0% | 0.3% | 0.5% | 0.4% | 0.4% | 0.6% | |
| Combined | 0.1% | 0.1% | 0.4% | 0.9% | 1.3% | 3.0% | 1.1% | |
| 7. Identification of alleged violations. degree to which compliance determinations are accurately made and promptly reported in the national database based upon compliance monitoring report observations and other compliance monitoring information. |
| A | Single-event violations at majors (1 FY) | Review Indicator | Combined | 0 | 0 | 3 | 2 | 5 | 6 | 8 | |
| Single-event violations at non-majors (1 FY) | Informational Only | Combined | 0 | 1 | 3 | 4 | 10 | 16 | 17 | |
| B | Facilities with unresolved compliance schedule violations (at end of FY) | Data Quality | Combined | 24.5% | 19.6% | 20.8% | 23.2% | 23.3% | 18.0% | 18.1% | |
| C | Facilities with unresolved permit schedule violations (at end of FY) | Data Quality | Combined | 5.8% | 12.0% | 15.0% | 9.6% | 15.4% | 6.5% | 7.0% | |
| D | Percentage major facilities with DMR violations (1 FY) | Data Quality | Combined | 70.2% | 66.3% | 68.4% | 69.0% | 69.6% | 66.3% | 68.4% | |
| 8. Identification of SNC and HPV. degree to which the state accurately identifies significant noncompliance & high priority violations and enters information into the national system in a timely manner. |
| A | Major facilities in SNC (1 FY) | Review Indicator | Combined | 89 | 74 | 64 | 77 | 67 | 64 | 61 | |
| SNC rate: percent majors in SNC (1 FY) | Review Indicator | Combined | 27.3% | 22.7% | 19.6% | 23.6% | 20.6% | 19.6% | 18.7% | |
| B | Wet weather SNC |
Metric(s) likely to be developed in the future. |
| 10. Timely and appropriate action. degree to which a state takes timely and appropriate enforcement actions in accordance with policy relating to specific media. |
| A | Major facilities without timely action (1 FY) | Goal | Combined | 14.7% | 13.2% | 9.2% | 5.2% | 12.3% | 9.5% | 7.4% | |
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